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News + Insights - finra

Tuesday, November 9 2021

Red Oak COO Cathy Vasilev Honored among Inspiring Women Leaders

In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams.   Among her many responsibilities, Cathy oversees software implementations... [...]
Wednesday, November 3 2021

Managing Your Annual Compliance Checklist

2020 was a year unlike any other, as we worked through the impact of the COVID pandemic, shutdowns, and sheltering in place.   With everyone trying to resume life as normal while... [...]