WHERE WE’RE HEADED:
2022 National Conference | Diamond Sponsor
October 17-19, 2022 | Baltimore, MD
Network and focus on practical solutions to empower yourself and your compliance program. From discussing best practices for implementing regulatory changes to exploring the benefits of diversity and inclusion, attendees will receive great insight and practical tools to take back to their firms. Whether hearing from expert panels, engaging in hands-on learning in labs, or sharing with other compliance professionals in forums and talk groups, we’re confident you’ll leave the National Conference more prepared for the future.
FINRA Advertising Regulation Conference | Sponsor
October 20-21, 2022 | Washington, D.C.
FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced communications compliance professionals. Industry and regulatory speakers facilitate interactive, forward-looking discussions on current practices, policies, priorities, and rulemaking. The conference also provides the opportunity to network with industry peers and meet one-on-one with the Advertising Regulation Department staff during office hours and throughout the event.
26TH Annual GIPS(R) Standards Conference | Exhibitor
October 25-26, 2022 | Boston, MA
Join us in Boston to hear from industry experts and experienced practitioners about the latest investment performance trends and reconnect with industry colleagues. This year’s conference will feature sessions on model portfolio providers, the SEC Marketing Rule, and ESG data challenges.
ComplyConnect Conference and Expo
November 8-10, 2022 | Austin, TX | Sponsor and Speaker
Education. Training. Industry insight. It all comes together at the ComplyConnect Conference and Expo. Take a front-row seat to the latest news and trends shaping compliance, risk, and governance, and hear direct from renowned industry leaders and regulatory authorities as they discuss the future of compliance and regulation.
The first annual ComplyConnect Conference and Expo answer a very real need within the compliance industry, providing the opportunity to connect and engage with peers and industry leaders in a manner that hasn’t been offered in the past. Experience unparalleled access to the resources and support you need to mitigate risk and remain in compliance today and tomorrow.
FINRA Small Firm Conference
November 9-10, 2022
Santa Monica, CA | Sponsor
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
WHERE WE’VE BEEN:
2022 Global Regtech Summit | Bronze Sponsor + Speaker
September 22, 2022 | New York, NY
Join the world’s most senior-level gathering of regtech leaders and senior executives working in compliance, risk management, technology, fraud prevention, and information security. This event will help you understand financial institutions’ strategic and compliance issues and see how market leaders work with RegTech innovators to gain market advantage.
Regulatory Compliance Conference
June 20-23, 2022 | Orlando, FL
It’s time to bring back face-to-face conversations on compliance and upgrade how you navigate evolving challenges. Dive into practical and late-breaking analysis on compliance, regulatory changes, and advocacy with top experts.
2022 Annual Conference
May 16- 18, 2022 | Washington, DC
FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
2022 Annual Conference
April 20-22, 2022| St. Pete Beach, FL
Network with other insurance professionals to gain insight and understanding of insurance advertising issues.
The organization specifically focuses on how marketing, legal and compliance individuals can work together in support of insurance advertising compliance to create a number of benefits for themselves and the industry.
IAA Investment Advisor Compliance Conference
March 3-4, 2022 | Washington, DC
The IAA’s Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most current information available on the changing regulatory landscape. The program features speakers who are experts in their fields, including SEC officials, in-house legal counsel and compliance officers, partners with leading law firms, and the IAA legal team. Most sessions will be recorded and available to all registered attendees after the conference.
Participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program.
Continuing education credit will be available.
FSI OneVoice 2022
January 31 – February 2, 2022 | Dallas, TX
This year’s Annual Kickoff at OneVoice 2022 will be an extraordinary moment in time for us to gather. While FSI OneVoice is always where independent financial services firm executives come together annually for critical insights on the most important issues affecting their businesses, this is the year we incorporate recent business transformations into our learning and connections.
- Find out how colleagues are navigating operational challenges and shifts in business models
- Discover effective new technologies
- Collaborate with industry experts and peers on creative problem-solving
- Share ways to address uncertainty and change with clients and help them move forward too
- Engage in peer-to-peer discussions and workshops reserved for in-person attendees
More to come in 2022. Stay tuned and we’ll see you soon!