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Where We’ll Be



Investment Adviser Association

Investment Adviser Compliance Conference

March 5-6, 2020 | Washington, DC

The IAA’s annual Investment Adviser Compliance Conference is a comprehensive two-day program that provides investment advisers with the most current information available on the changing regulatory landscape. Participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program. In addition to meeting and interacting with peers, attendees will hear from a distinguished roster of speakers that includes SEC staff, investment adviser industry professionals, and legal experts.

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National Conference

April 22-24, 2020 | Portland, OR

Network with other insurance professionals to gain insight and understanding of insurance advertising issues.

The organization specifically focuses on how marketing, legal and compliance individuals can work together in support of insurance advertising compliance to create a number of benefits for themselves and the industry.


2020 Annual Conference

May 12-14, 2020 | Washington, DC

FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

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NSCP | Compliance Professionals | Financial Services | Membership Organization

National Conference

October 19-21, 2020 | Baltimore, MD

Network and focus on the practical solutions to empower yourself and your compliance program. From discussing best practices for implementing regulatory changes to exploring the benefits of diversity and inclusion, attendees will receive great insight and practical tools to take back to their firms. Whether hearing from expert panels, engaging in hands-on learning in labs, or sharing with other compliance professionals in forums and talk groups, we’re confident you’ll leave the National Conference more prepared for the future.

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More to come in 2020. Stay tuned!


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