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Where We’ll Be

 

FSI OneVoice 2022

January 31 – February 2, 2022 | Dallas, TX

This year’s Annual Kickoff at OneVoice 2022 will be an extraordinary moment in time for us to gather. While FSI OneVoice is always where independent financial services firm executives come together annually for critical insights on the most important issues affecting their businesses, this is the year we incorporate recent business transformations into our learning and connections.

  • Find out how colleagues are navigating operational challenges and shifts in business models
  • Discover effective new technologies
  • Collaborate with industry experts and peers on creative problem-solving
  • Share ways to address uncertainty and change with clients and help them move forward too
  • Engage in peer-to-peer discussions and workshops reserved for in-person attendees

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IAA Investment Advisor Compliance Conference

March 3-4, 2022 | Washington, DC

The IAA’s Compliance Conference is a comprehensive, two-day, in-person program that provides investment advisers with the most current information available on the changing regulatory landscape. The program features speakers who are experts in their fields, including SEC officials, in-house legal counsel and compliance officers, partners with leading law firms, and the IAA legal team. Most sessions will be recorded and available to all registered attendees after the conference.

Participants will return to their firms with practical insights and knowledge of best practices to help them maintain a successful compliance program.

Continuing education credit will be available.

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2022 Annual Conference

April 20-22, 2022| St. Pete Beach, FL

Network with other insurance professionals to gain insight and understanding of insurance advertising issues.

The organization specifically focuses on how marketing, legal and compliance individuals can work together in support of insurance advertising compliance to create a number of benefits for themselves and the industry.

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2022 Annual Conference

May 16- 18, 2022 | Washington, DC

FINRA’s premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today’s most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.

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Regulatory Compliance Conference

June 20-23, 2022 | Orlando, FL

It’s time to bring back face-to-face conversations on compliance and upgrade how you navigate evolving challenges. Dive into practical and late-breaking analysis on compliance, regulatory changes, and advocacy with top experts.

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2022 National Conference

October 17-19, 2022 | Baltimore, MD

Network and focus on the practical solutions to empower yourself and your compliance program. From discussing best practices for implementing regulatory changes to exploring the benefits of diversity and inclusion, attendees will receive great insight and practical tools to take back to their firms. Whether hearing from expert panels, engaging in hands-on learning in labs, or sharing with other compliance professionals in forums and talk groups, we’re confident you’ll leave the National Conference more prepared for the future.

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More to come in 2022. Stay tuned and we’ll see you soon!

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