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Where We’ll Be



21st Annual Insurance Advertising Compliance Event

August 1-2, 2019 | Kansas City, MO

First Consulting and Administration’s Insurance Advertising Compliance event provides attendees the opportunity to learn and share advertising and social media compliance requirements specific to the insurance industry. The conference provides actionable content, giving attendees helpful tools to take back to their office and implement immediately.

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2019 Institutional Conference

September 11, 2019 | New York, NY

FINRA’s Institutional Conference brings together industry experts, executives and policymakers to share their specialized knowledge and experiences on topics affecting institutional firms across the country. This one-day conference is designed to facilitate meaningful dialogue on a range of topics in an educational format that encourages the exchange of ideas and opinions. The conference also offers participants opportunities to interact, share effective practices and learn from representatives from institutional firms, regulators and exhibitors.

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Investment Adviser Association

View for the C-Suite: the IAA Leadership Conference

September 25-27, 2019 | Nashville, TN

The conference brings together executives from investment advisory firms across the nation and provides a special opportunity to explore industry trends, exchange ideas, and develop valued relationships with IAA members and other SEC-registered investment advisers. The program is designed to address the biggest challenges facing investment advisers, featuring nationally known speakers at the top of their fields. Arguably the most popular feature of the conference has been its breakout sessions, where executives can join colleagues who are from similar firms or who share similar business interests, to discuss – with industry experts and with one another – the issues that challenge them.

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NSCP | Compliance Professionals | Financial Services | Membership Organization

National Conference

October 21-23, 2019 | Baltimore, MD

Network and focus on the practical solutions to empower yourself and your compliance program. From discussing best practices for implementing regulatory changes to exploring the benefits of diversity and inclusion, attendees will receive great insight and practical tools to take back to their firms. Whether hearing from expert panels, engaging in hands-on learning in labs, or sharing with other compliance professionals in forums and talk groups, we’re confident you’ll leave the National Conference more prepared for the future.

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2019 Advertising Regulation Conference

October 24-25 2019 | Washington, DC

FINRA’s Advertising Regulation Conference offers a comprehensive agenda designed for new and experienced advertising professionals. Industry and regulatory speakers will facilitate interactive, forward-looking discussions on current practices, policies, priorities and emerging regulations. This year’s conference also includes opportunities to network with industry peers and meet one-on-one with Advertising Regulation Department staff during office hours and throughout the event.

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