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Satisfied clients make compliance fun and rewarding for us.

Our clients have a lot to say…

Derrick Vermillion

Chief Compliance Officer

Impact Partnership

I love working with your team. They are always so responsive, helpful and insightful and make my experience with AdMaster first class. Please share this email with your organization and others. Thank you.

Jim McGuire

Sierra Investment Partners, Inc.

Red Oak is highly responsive and the level of understanding and interpretation of Sierra’s needs is demonstrated time and time again. The end product, through our collaborative efforts, is always superb. I would recommend Red Oak for all your compliance needs!!

Neal Falkenberry

Autumn Wind Asset Management, LLC

We are very happy with the compliance work Red Oak provides us. We outsource as much as possible to Red Oak to keep us focused on managing money and the business. Always accessible and current of compliance topics an RIA and hedge fund faces on recurring basis.

Matt Weber

NV Capital Advisors LLC

Red Oak Compliance is quick and attentive to our needs and they have proven themselves to be in command of the nuances of RIA and securities regulation compliance for our fund. It’s the one area of my operation that I outsource and I have complete faith in their abilities.

Susan O’Reilly

Konnect Wealth and Health, LLC

As a representative with over 25 years of experience in the industry I considered drafting and filing my own registration documents. The smartest decision I made for my new RIA was to outsource that responsibility to Red Oak Compliance Solutions. They got my approval quickly and efficiently—even working after hours—saving me a lot of time which ultimately saved me money. Their work was superior—they didn’t just meet my expectations they exceeded them. I would highly recommend them to anyone who needs their services.

Lauri Friel

Director of Compliance

CNL Securities Corp.

We are very pleased with our decision to use AdMaster.   With AdMaster our Compliance team does not need to involve our IT team for tasks such as: creating spreadsheets linking to the bulk export of documents, administration of users, customizing data entry fields and drop down fields.  I highly recommend AdMaster given my experience and their high quality of service.

Don Ames


Ames Capital Management

Red Oak Compliance handles my compliance requirements and they are terrific!

Brandon Krieg

Founding Member

Stash Invest

Just wanted to say thank you!

Emanuel Romero

Chief Compliance Officer

Futurity First Insurance Group

You guys rock!

Monica L. Young

Compliance & Suitability Department

Partners Advantage

AdMaster really makes it easy to share, edit, update, and store documents for Compliance purposes and it’s made my job much easier to manage everyone.

Corey Gamble

Chief Compliance Officer

Hansen McClain

Thanks for everything. AdMaster has been one of the best software experiences I’ve had in a long time.

Tom Kennedy

Advertising Compliance Executive Director

Waddell & Reed and Ivey Funds

I can’t tell you how pleased I am! AdMaster has made my job so much easier!

Michael Koch


Thornhill Securities

Since securities compliance is never a joke, we implicitly trust the services of Red Oak. Extremely knowledgeable with great customer service, they’re the only consultant we use to serve us. The systems are great, and the people are too. In this complex world they tell us what to do.

Stephanie Prince

Advertising Compliance Manager

VanEck Associates Corporation

Red Oak has been a great addition to our Compliance toolbox. Red Oak’s greatest strength lies with its support team who is always readily available and consistent in ensuring the application is tailored to our needs. The application has allowed us to increase service levels to our business partners through its customizable, multi-use platform. It has been a pleasure to work with Red Oak.

Director/Head of Marketing

Large Investment Management Firm

I don’t know who’s more excited to have this system in place – Marketing or Compliance! Thank you for advancing this and organizing all those training sessions – it will be life-changing for us all.