Speak To A Live Person: 888.302.4594 Request A Demo

Join Our Team


Welcome to Red Oak Compliance Solutions

Red Oak Compliance Solutions (ROCS) is at the forefront of compliance software for the financial services and insurance industries. Serving over 1,800 firms worldwide, from single-state advisors to over half of the top 20 asset managers, ROCS’ suite of 17(a)-4/WORM compliant solutions boosts process efficiency, minimizes regulatory risk, and controls costs.

Our Commitment to Excellence
At Red Oak, our customer-centric culture is the heartbeat of everything we do. We are passionately committed to excellence, ensuring that every interaction, product, and service we deliver meets the highest standards. Our team is dedicated to understanding and exceeding customer expectations, creating lasting relationships built on trust and satisfaction.

Benefits and Perks
At Red Oak Compliance Solutions, we believe in taking care of our employees. Our comprehensive benefits package includes:

    • Competitive Compensation: We offer competitive pay to ensure our employees are rewarded for their hard work and dedication.
    • 401(k) Plan: Secure your future with our competitive 401(k) plan.
    • Health, Dental, and Vision Insurance: Comprehensive health coverage to keep you and your family healthy.
    • Paid Time Off: Enjoy a healthy work-life balance with generous paid time off.

Open Positions
Explore our current job openings and find the perfect fit for your skills and career goals. Our job listings are regularly updated to reflect new opportunities in various departments.


Sales Growth Manager

Senior Account Manager – Cross Sales & Upgrades (SaaS Solutions)

Don’t see the right opportunity just yet? Join our talent network to stay connected and receive updates on new job openings by emailing careers@redoakcompliance.com.

Our Culture
Our culture is built on the pillars of diversity, inclusion, and respect. We are committed to creating a workplace where everyone feels valued and empowered to contribute their best work. We celebrate different perspectives and believe that diversity drives innovation and success.

Equal Opportunity Employer
Red Oak Compliance is committed to a diverse and inclusive workplace. Red Oak Compliance is an equal opportunity employer and does not discriminate based on race, national origin, gender, gender identity, sexual orientation, protected veteran status, disability, age, or other legally protected status.

Get Started