Resources

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5 Questions To Ask When Building Your Compliance Budget

Creating a compliance budget should take into consideration both internal and external impacts - including the organization's goals, market focus, relationships between teams, regulatory requirements and cultural expectations. Start asking the right questions and building a budget that prioritizes the resources you need to be successful.

10 Questions To Ask When Choosing a RegTech Provider

As your company works toward strategic success, the technology you choose plays a pivotal role in your ability to manage services, automate processes, and, ultimately, serve your customers and clients.

Ongoing Challenges for Compliance Professionals

Compliance professionals are expected to be well-versed on the past; be fully immersed in current issues/trends; and be part of strategic preparations for future success.

Red Oak Welcomes Mike Lubanksy

Mike joins as SVP of Product Management to drive innovation.

Red Oak Welcomes New CEO and CRO

Dave Dutch joins Red Oak Compliance as new CEO.

RedOak Compliance Acquires SiteQuest Compliance

RedOak Compliance Solutions bolsters product suite and customer solutions with strategic acquisition of SiteQuest Compliance

5th Consecutive Year Red Oak Makes RegTech100

Red Oak Compliance Solutions, a leader in AI-powered advertising compliance technology, was once again named to theRegTech100 list.

America's fastest-growing private companies for 2023

Red Oak Recognized for Fifth Consecutive Year on Inc 5000 List of Fastest Growing Companies

Red Oak Named to AI FinTech 100 for 2023

Red Oak has been named to the AI FinTech 100, an annual list of 100 of the world's most innovative AI solution providers for financial services.

RegTech100 List 2023, for Fourth Consecutive Year

This year marks the fourth year in a row that Red Oak has been included on the list. Being included on the list for four consecutive years would be a feat in any field. It’s especially prominent in the RegTech field, where new technology hits the market regularly.

America's fastest-growing private companies for 2022

Red Oak Recognized for Fourth Consecutive Year on Inc 5000 List of Fastest Growing Companies

RegTech100 List 2022 - Press Release

Red Oak Compliance makes REGTECH100 List, ranks among top Global Regulatory Compliance Innovators. 2022 Marks Third Consecutive Year on the List for the Austin-based Compliance Software Provider

Red Oak Ranks no. 4,011 on the 2021 Inc. 5000

Red Oak Compliance Solutions has again been selected for the prestigious Inc. 5000 list, ranking at number 4,011 on the annual list and reporting a 77 percent increase in revenue during the past three years.

Americas' Fastest-Growing Companies By Financial Times

This award is presented by The Financial Times and Statista Inc., the world-leading statistics portal and industry ranking provider.

INC 5000 Texas Regionals Press Release

Red Oak Compliance Solutions was recently named to the Inc. 5000 Regionals list for fastest-growing private companies in the Texas region.

America's fastest-growing private companies for 2019

Red Oak Compliance Solutions makes the Inc. 5000 list of America's fastest growing private companies for 2019

Regulations change on a daily basis. Take comfort in knowing that Red Oak is monitoring the regulatory industry to keep you informed on the latest rules.

Read the latest compliance alerts and information from the following sources:

Latest FINRA Notices/Rule Filings and SEC Press Releases


SEC Seeks Candidates for Investor Advisory Committee


Tuesday, March 26, 2024
The Securities and Exchange Commission is seeking five candidates for appointment to the Investor Advisory Committee to help protect investors and improve securities regulations. The Committee was established under the... [...]

Trade Reporting Notice 3/22/24


Friday, March 22, 2024
Summary FINRA is providing advance notice of future updates to its equity trade reporting guidance in connection with upcoming enhancements to the FINRA equity trade reporting facilities to support reporting... [...]

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