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5 Questions To Ask When Building Your Compliance Budget

Creating a compliance budget should take into consideration both internal and external impacts - including the organization's goals, market focus, relationships between teams, regulatory requirements and cultural expectations. Start asking the right questions and building a budget that prioritizes the resources you need to be successful.

10 Questions To Ask When Choosing a RegTech Provider

As your company works toward strategic success, the technology you choose plays a pivotal role in your ability to manage services, automate processes, and, ultimately, serve your customers and clients.

Ongoing Challenges for Compliance Professionals

Compliance professionals are expected to be well-versed on the past; be fully immersed in current issues/trends; and be part of strategic preparations for future success.

RegTech100 List 2023, for Fourth Consecutive Year

This year marks the fourth year in a row that Red Oak has been included on the list. Being included on the list for four consecutive years would be a feat in any field. It’s especially prominent in the RegTech field, where new technology hits the market regularly.

America's fastest-growing private companies for 2022

Red Oak Recognized for Fourth Consecutive Year on Inc 5000 List of Fastest Growing Companies

RegTech100 List 2022 - Press Release

Red Oak Compliance makes REGTECH100 List, ranks among top Global Regulatory Compliance Innovators. 2022 Marks Third Consecutive Year on the List for the Austin-based Compliance Software Provider

Red Oak Ranks no. 4,011 on the 2021 Inc. 5000

Red Oak Compliance Solutions has again been selected for the prestigious Inc. 5000 list, ranking at number 4,011 on the annual list and reporting a 77 percent increase in revenue during the past three years.

Americas' Fastest-Growing Companies By Financial Times

This award is presented by The Financial Times and Statista Inc., the world-leading statistics portal and industry ranking provider.

INC 5000 Texas Regionals Press Release

Red Oak Compliance Solutions was recently named to the Inc. 5000 Regionals list for fastest-growing private companies in the Texas region.

America's fastest-growing private companies for 2019

Red Oak Compliance Solutions makes the Inc. 5000 list of America's fastest growing private companies for 2019

Regulations change on a daily basis. Take comfort in knowing that Red Oak is monitoring the regulatory industry to keep you informed on the latest rules.

Read the latest compliance alerts and information from the following sources:

Latest FINRA Notices/Rule Filings and SEC Press Releases


Silvestre Fontes Named Director of Boston Regional Office


Wednesday, January 25, 2023
The Securities and Exchange Commission today announced that Silvestre A. Fontes has been named Regional Director of the Boston office, starting next week. John Dugan and Kevin Kelcourse, who have... [...]

SEC Issues $28 Million Award to Joint Whistleblowers


Tuesday, January 24, 2023
The Securities and Exchange Commission today announced an award of more than $28 million to joint whistleblowers who provided critical information and assistance in an SEC enforcement action. The joint... [...]

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