In their featured article about Cathy’s leadership at Red Oak, they highlighted her compliance expertise alongside her commitment to building and mentoring her employee teams.
Among her many responsibilities, Cathy oversees software implementations and compliance consulting for Red Oak. Her teams focus on building the processes that make clients’ compliance efforts run smoothly.
Under Cathy’s leadership, implementations move quickly, and clients are often able to have Red Oak’s regtech software up and running within a matter of weeks.
According to Red Oak CEO Stephen Pope, Cathy’s deep knowledge of the compliance field made her an ideal partner when they established Red Oak 10 years ago. “Cathy has led advisor teams and managed compliance for industry-leading companies,” Pope said. “When we first connected through work, I recognized Cathy’s expertise and her diligence in ensuring clients received the best information and advisors had the tools they needed to do their jobs. After a decade of partnership, my admiration for her capability has only grown. She truly is an inspiring woman leader and one we’re fortunate to have on our Red Oak team.”
Cathy’s knowledge has been integral in getting Red Oak’s flagship software (along with Smart Registration and Smart Review modules) into the market, as well as in forging deep and lasting relationships with clients.
We congratulate Cathy on her recognition and appreciate the role she plays in Red Oak’s continuing growth.
About Red Oak Compliance Solutions
Red Oak Compliance Solutions is the global advertising review software of choice in the financial services industry. It is a comprehensive suite of SEC 17A-4 compliant features that are 100% books and records compliant and provides clients with 35% faster approvals and 70% fewer touches or better. We also offer Smart Review(SM), which solves for the storage and maintenance of disclosures, helping firms reduce risk, decrease review times, and increase the speed of distribution of marketing materials. Smart Registration(SM) automates the licensing and registration management process to help reduce regulatory risk and time spent on manual processes. Overall, Red Oak allows firms to minimize risk, reduce costs, and increase compliance review process effectiveness and efficiencies.