New Smart Review(SM) Enhancement Leverages Predictive Intelligence to Save Time and Reduce Risk.
New software enhancement enables firms to centralize and manage disclosures for faster approvals and greater efficiency in the compliance process; incorporates predictive intelligence to streamline disclosure review process
For most financial advisers, staying compliant means applying extreme diligence across a variety of areas as you keep tabs on a host of regulatory requirements. From advertising compliance to creating…
Between a $2 trillion stimulus package and the desperation many Americans are feeling regarding job and economic instability, the atmosphere is ripe for cybercriminals to take advantage of unsuspecting individuals….