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Red Oak Named to GRC Outlook Top 10 RegTech Solution Providers List for 2022

Friday, December 2, 2022

Red Oak was recently recognized as one of the Top 10 RegTech Solution Providers, according to digital publisher GRC Outlook.  

Why Did They Choose Red Oak?  

GRC Outlook published a profile highlighting each of the companies on their Top 10 RegTech providers list. We’ve pulled a few key highlights from their profile:  

The company’s flagship advertising review software allows financial firms to minimize risk, reduce costs, and increase efficiencies in their compliance review process by helping them improve their advertising review approval and regulatory reporting processes.” 

“[Marketing and compliance] teams are seeking effective technology solutions more than ever before to meet these demands and safeguard their firms. Red Oak’s software solves for both these issues – creating a fast, easily accessible, and secure technology-based solution to challenges in the compliance review process.” 

“[Red Oak] recently engaged with one of the world’s top 10 asset management firms, an organization that generates thousands of pieces of advertising material globally in numerous languages every month using several different software platforms. The compliance team faced challenges ensuring every document adhered with SEC, FINRA, and local regulations concerning their advertising content. To verify the advertising material met all compliance needs, they had to manually toggle between the Red Oak software and their various content creation tools. Seeing the opportunity to help streamline those processes, Red Oak worked with the customer to build an integration between its software and the different content creation tools they used. It helped eliminate the manual processes by creating a seamless integration between systems and resulted in a 50 to 75 percent reduction in time spent on approvals.” 

Why Does This Recognition Matter?  

Firms and organizations need ongoing support to ensure they’re able to keep up with the rapidly evolving world of compliance. They need trusted partners to help them manage their time and resources efficiently. When they turn to a leading compliance technology provider like Red Oak, they can be confident that they will get things done efficiently, with less back-and-forth, and with the consistent support Red Oak provides to its clients.  

Speaking of clients, recognitions like this remind us that our clients are the ones whose opinions matter most. When we’re honored by industry publications, it’s just a reminder that we’re doing the right thing for clients and continuing to provide them with the expertise, support, and service they need to manage their regulatory workload and keep their teams moving forward.  

To read the profile on Red Oak, click here 

About Red Oak Compliance Solutions

Red Oak Compliance Solutions is the global advertising review software of choice in the financial services industry. It is a comprehensive suite of SEC 17A-4 compliant features that are 100% books and records compliant and provides clients with 35% faster approvals and 70% fewer touches or better. We also offer Smart Review(SM), which solves for the storage and maintenance of disclosures, helping firms reduce risk, decrease review times, and increase the speed of distribution of marketing materials. Smart Registration(SM) automates the licensing and registration management process to help reduce regulatory risk and time spent on manual processes. Overall, Red Oak allows firms to minimize risk, reduce costs, and increase compliance review process effectiveness and efficiencies.

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