Testimonials
Satisfied clients make compliance fun and rewarding for us.
Our clients have a lot to say…
Chief Compliance Officer
Global Insurance Marketing Organization
I love working with your team. They are always so responsive, helpful and insightful and make my experience with AdMaster first class. Please share this email with your organization and others. Thank you.
Vice President, Principal
Investment Advisory Firm
Red Oak is highly responsive and the level of understanding and interpretation of Sierra’s needs is demonstrated time and time again. The end product, through our collaborative efforts, is always superb. I would recommend Red Oak for all your compliance needs!!
President and CIO
Asset Management Firm
We are very happy with the compliance work Red Oak provides us. We outsource as much as possible to Red Oak to keep us focused on managing money and the business. Always accessible and current of compliance topics an RIA and hedge fund faces on recurring basis.
Compliance
Private Lender
Red Oak Compliance is quick and attentive to our needs and they have proven themselves to be in command of the nuances of RIA and securities regulation compliance for our fund. It’s the one area of my operation that I outsource and I have complete faith in their abilities.
Chief Compliance Officer
Investment Management Firm
As a representative with over 25 years of experience in the industry I considered drafting and filing my own registration documents. The smartest decision I made for my new RIA was to outsource that responsibility to Red Oak Compliance Solutions. They got my approval quickly and efficiently—even working after hours—saving me a lot of time which ultimately saved me money. Their work was superior—they didn’t just meet my expectations they exceeded them. I would highly recommend them to anyone who needs their services.
Director of Compliance
Large Asset Management Firm
We are very pleased with our decision to use AdMaster. With AdMaster our Compliance team does not need to involve our IT team for tasks such as: creating spreadsheets linking to the bulk export of documents, administration of users, customizing data entry fields and drop down fields. I highly recommend AdMaster given my experience and their high quality of service.
Chief Executive Officer
Investment Management Firm
Red Oak Compliance handles my compliance requirements and they are terrific!
Founding Member
Digital Financial Services
Just wanted to say thank you!
Chief Compliance Officer
Insurance Firm
You guys rock!
Compliance & Suitability Department
National Insurance Marketing Organization
AdMaster really makes it easy to share, edit, update, and store documents for Compliance purposes and it’s made my job much easier to manage everyone.
Chief Compliance Officer
Wealth Management Firm
Thanks for everything. AdMaster has been one of the best software experiences I’ve had in a long time.
Advertising Compliance Executive Director
Asset Management Firm
I can’t tell you how pleased I am! AdMaster has made my job so much easier!
Chief Compliance Officer
Broker-Dealer/RIA/Investment Bank
Since securities compliance is never a joke, we implicitly trust the services of Red Oak. Extremely knowledgeable with great customer service, they’re the only consultant we use to serve us. The systems are great, and the people are too. In this complex world they tell us what to do.
Advertising Compliance Manager
Global Investment Manager
Red Oak has been a great addition to our Compliance toolbox. Red Oak’s greatest strength lies with its support team who is always readily available and consistent in ensuring the application is tailored to our needs. The application has allowed us to increase service levels to our business partners through its customizable, multi-use platform. It has been a pleasure to work with Red Oak.
Director/Head of Marketing
Large Investment Management Firm
I don’t know who’s more excited to have this system in place – Marketing or Compliance! Thank you for advancing this and organizing all those training sessions – it will be life-changing for us all.
Company
Consulting Services
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