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Red Oak Compliance Solutions Exhibiting at FINRA Advertising Regulation Conference

Monday, September 28, 2015

Red Oak Compliance Solutions, a full-service compliance consulting firm helping broker-dealers, registered investment advisers, banks, insurance companies, investment companies and hedge funds, will be an exhibitor at the annual FINRA Advertising Regulation conference. The conference will be held in Washington, DC on October 8 – 9, 2015 at the Renaissance Washington, DC Downtown Hotel. The conference provides a forum to hear practical changes and new developments involving communications rules and the opportunity to gain guidance on the advertising standards from industry and FINRA experts.

As exhibitors, we will be available to demo and discuss AdMaster Compliance ™, our easy-to-use, 17(a)-4 compliant and highly configurable advertising review system, which can help your company increase efficiency, reduce costs and minimize risk. In a few short years, AdMaster has taken off with a client base which now serves over $1 Trillion in AUM with global public companies and small advisors alike. The high rate of growth of our client base, breadth of the financial services markets we serve, and the accolades we have received from our clients gives us confidence that AdMaster is, beyond a doubt, the predominant advertising solution in the industry. By listening and responding to clients, emphasizing continued development based on our customers’ needs, and having an unrelenting commitment to superb customer service, we plan to continue our quest to be clear the solution of choice in this industry.

In addition, Red Oak’s team of compliance consulting experts can help fulfill your regulatory requirements by reviewing your advertising, performing audits as well as providing other compliance and supervisory services to help handle your ever-increasing compliance obligations. With our advertising and marketing review consulting service, we partner with you and your team to ensure all advertising and marketing for your company is being reviewed effectively, efficiently and most important, compliantly.

We invite all those attending the FINRA Conference to visit our exhibit and let us show you why we can say with confidence, AdMaster is The Best Advertising Review Solution in the World.

About Red Oak Compliance Solutions

Red Oak Compliance Solutions is the global advertising review software of choice in the financial services industry. It is a comprehensive suite of SEC 17A-4 compliant features that are 100% books and records compliant and provides clients with 35% faster approvals and 70% fewer touches or better. We also offer Smart Review(SM), which solves for the storage and maintenance of disclosures, helping firms reduce risk, decrease review times, and increase the speed of distribution of marketing materials. Smart Registration(SM) automates the licensing and registration management process to help reduce regulatory risk and time spent on manual processes. Overall, Red Oak allows firms to minimize risk, reduce costs, and increase compliance review process effectiveness and efficiencies.

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