Red Oak Compliance Solutions, a leader in advertising compliance technology for the financial services industry, recently hired regtech industry veteran Aaron Berger as Vice President of Implementations.
In Aaron’s new role, he will be responsible for working with new Red Oak clients as they adopt and implement the company’s SaaS solution. He and his team will also support existing clients who add new modules, like the firm’s recently released Smart Registration tool.
According to Red Oak leadership, Aaron’s addition will provide the team much-needed bandwidth to meet increased client demand. “Many firms made a rapid switch to a remote work environment during the past year, underscoring the need for centralized compliance management systems,” said Cathy Vasilev, Chief Operating Officer for Red Oak. “During the same timeframe, we’ve added a record number of new clients. Adding Aaron’s expertise to our team means we will have the ability to continue successfully managing rapid growth, get clients up and running on Red Oak’s software faster, and empower compliance teams as they streamline and improve their processes.”
Prior to joining Red Oak, Aaron spent more than 15 years working in the compliance industry. His most recent role was Director of Professional Services and Project Management at NRS. Throughout his career, he has led strategic technology initiatives, managed software implementations, and worked directly with clients to address their needs. “Aaron impressed us with his knowledge of the industry, his ability to understand and manage client expectations, and his skill at creating value for his employees and for the clients they serve,” Vasilev said. “We’re looking forward to seeing his experience at work for our Red Oak team and clients.”
Aaron received a Bachelor of Science degree in management information systems from the University of Arizona and an MBA from San Diego State University. To support his work implementing new technology for customers, he has also earned several project management certifications, including Project Management Professional (PMP) and Certified Scrum Master (CSM).
About Red Oak Compliance Solutions
Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes successfully navigate the increasingly complex regulatory landscape. Our suite of 17(a)-4/WORM compliant features offer risk minimization, cost reduction, and process optimization capabilities with features that are designed to evolve with our client’s needs. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence, faster. Our Disclosure Management and Intelligence solution simplifies the management of disclosures, while our Registration Management solution automates and streamlines the licensing and registration process, further enhancing your internal processes.