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CASE STUDY: Red Oak Software Integrates with Synthesis Technology for a Major Global Asset Manager

 
November 15 2018
CASE STUDY: Red Oak Software Integrates with Synthesis Technology for a Major Global Asset Manager Check out the integrated Compliance Workflow and Content Management solution one of our partner’s, Synthesis Technology, completed for a Leading Global Asset Manager.  A big thanks to everyone at Synthesis for the collaboration!  [...] Read more
Amazing Software, Amazing People – Red Oak Compliance at Seismic Shift 2018. Submitted by: Carmela Ravi, Business Development Director, Red Oak Compliance Solutions It was an exciting time last week for our Partner Seismic.  Our team at Red Oak had the opportunity to participate in, [...] Read more
November 7 2018
Don’t Miss Red Oak Compliance at the 2018 FINRA Small Firm Conference – November 7-8th, San Diego. For more information about how Red Oak Compliance Workflow Software can help your firm to minimize risk, reduce costs, and increase efficiencies in your compliance review process please download a copy of our [...] Read more
November 7 2018
The Best Compliance Review Software in the World. PERIOD Red Oak Compliance Workflow Software is a comprehensive suite of SEC17a-4 compliant features, tailored to meet the evolving needs of financial firms, small and large. For more information about how Red Oak Compliance [...] Read more
November 7 2018
Don’t Miss Red Oak Compliance at Seismic Shift – November 7-9th, San Diego. Stephen Pope, Senior Vice President of Red Oak Compliance will be discussing Books and Records: Regulatory Reporting in the SANDBOX today at 10am PST and tomorrow, Thursday, November 8th at 2:25pm PST.  Come [...] Read more