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Stephen Pope Speaks at TSAM

Thursday, June 13, 2019

Red Oak founder, Stephen Pope, hosted a discussion titled “The Marketing Review Journey: The Untold Stories” at the TSAM Conference in New York. The session highlighted the genesis of marketing review requirements, the evolution of rule 17A-4 for electronic Books and Records and the challenges faced by compliance teams to keep pace in today’s digital era. Attendees had the opportunity to learn about the benefits of leveraging Red Oak’s premier automation solution to help achieve faster approvals and drive sales.

Red Oak is the leading provider of advertising review software for the financial services industry. The comprehensive suite of SEC 17A-4 compliance features are tailored to meet the evolving needs of financial firms, small and large. To learn more about how Red Oak can help your firm minimize risk, reduce costs, and get your message to market faster, call 888.302.4594 or email sales@redoakcompliance.com

About Red Oak Compliance Solutions

Red Oak Compliance Solutions is the global advertising review software of choice in the financial services industry. It is a comprehensive suite of SEC 17A-4 compliant features that are 100% books and records compliant and provides clients with 35% faster approvals and 70% fewer touches or better. We also offer Smart Review(SM), which solves for the storage and maintenance of disclosures, helping firms reduce risk, decrease review times, and increase the speed of distribution of marketing materials. Smart Registration(SM) automates the licensing and registration management process to help reduce regulatory risk and time spent on manual processes. Overall, Red Oak allows firms to minimize risk, reduce costs, and increase compliance review process effectiveness and efficiencies.