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Thursday, June 13 2019

Stephen Pope Speaks at TSAM

Red Oak founder, Stephen Pope, hosted a discussion titled “The Marketing Review Journey: The Untold Stories” at the TSAM Conference in New York. The session highlighted the genesis of marketing review requirements, the evolution of rule 17A-4 for electronic Books and Records and the challenges faced by compliance teams to keep pace in today’s digital era. Attendees had the opportunity to learn about the benefits of leveraging Red Oak’s premier automation solution to help achieve faster approvals and drive sales.

Red Oak is the leading provider of advertising review software for the financial services industry. The comprehensive suite of SEC 17A-4 compliance features are tailored to meet the evolving needs of financial firms, small and large. To learn more about how Red Oak can help your firm minimize risk, reduce costs, and get your message to market faster, call 888.302.4594 or email sales@redoakcompliance.com