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Red Oak Blog

News that affects your business and ours.
Friday, October 22 2010

New Rules Could Curb Advisers’ Use of Some Professional Designations

The Securities and Exchange Commission requires registered investment advisers to file certain disclosure forms. Advisers are now being required to explain the training requirements for any professional designation included in that disclosure. This change might discourage some advisers from using certain designations.

For the full story, click here: New SEC Rules Regarding Designations