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Executive Brief: 5 Questions to Ask When Building Your Compliance Budget

Monday, December 21, 2020

The future is hard to predict, and many professionals worry budget forecasting puts them on-the-record for certain goals.

In the 2020-2021 budgeting cycle, in particular, business leaders have an unusually large amount of uncertainty to address, from a sluggish economy to a pandemic to a presidential election, all of which can have an impact on corporate goals, decision making, and budget numbers.

If you’re working to develop your company’s compliance budget or to determine where to best allocate your resources, download our white paper “5 Questions to Ask When Building Your Compliance Budget.”

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Need more information on planning for the upcoming year? Read our resources on:

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About Red Oak Compliance Solutions

Red Oak Compliance Solutions is the global advertising review software of choice in the financial services industry. It is a comprehensive suite of SEC 17A-4 compliant features that are 100% books and records compliant and provides clients with 35% faster approvals and 70% fewer touches or better. We also offer Smart Review(SM), which solves for the storage and maintenance of disclosures, helping firms reduce risk, decrease review times, and increase the speed of distribution of marketing materials. Smart Registration(SM) automates the licensing and registration management process to help reduce regulatory risk and time spent on manual processes. Overall, Red Oak allows firms to minimize risk, reduce costs, and increase compliance review process effectiveness and efficiencies.