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FINRA Conference May 15-17 – Meet Red Oak’s Team

Friday, April 26, 2019

Red Oak Compliance Software (“Red Oak”), the leading provider of advertising review software for the financial services industry, will be an exhibiting partner at the upcoming 2019 FINRA Annual Conference in Washington, DC.

This year’s FINRA conference, which runs from May 15-17, 2019 will feature keynote speakers from the industry’s top regulators including Robert Cook, Chris Gardner and Bari Havlik. Throughout the conference, attendees will have access to more than 40 sessions covering some of the industry’s hottest topics, including anti-money laundering, books and records, fraud, senior investors, municipal securities and more. For more information on FINRA’s 2019 conference agenda, click here. “Being an exhibitor at this year’s conference gives us the unique ability to network with our peers and showcase our software, while also allowing us to learn how to prepare for what’s coming so we can better serve our clients.”, said Stephen Pope, Sr. Vice President and Founding Member of Red Oak.

Red Oak will be featuring their premiere software, formally AdMaster Compliance™, which is a comprehensive suite of SEC 17A-4 compliant features, tailored to meet the evolving needs of financial firms, small and large. Red Oak’s workflow software allows your firm to minimize risk, reduce costs, and get your message to market faster.

Conference attendees will have the opportunity to meet with Red Oak staff to discuss how its software can help maintain compliance with federal regulations. Red Oak will be located at booth #25 in the main exhibitor hall at the Marriott Marquis Hotel. Conference. Attendees are encouraged to stop by the booth to chat!

About Red Oak Compliance Solutions

Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes successfully navigate the increasingly complex regulatory landscape. Our suite of 17(a)-4/WORM compliant features offer risk minimization, cost reduction, and process optimization capabilities with features that are designed to evolve with our client’s needs. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence, faster. Our Disclosure Management and Intelligence solution simplifies the management of disclosures, while our Registration Management solution automates and streamlines the licensing and registration process, further enhancing your internal processes. 

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