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10 Questions to Ask When Choosing a RegTech Provider

Friday, November 13, 2020

The evaluation process for new technology can be lengthy and can involve quite a few people.

When you’re reviewing options, you’ll likely hear a lot about a platform’s key features and cutting-edge functionality. And, when that happens, it can be easy to have a business unit fall in love with a product without having a good understanding of how it works, the support it requires, and the compliance guidelines it fulfills.

We’ve put together some questions everyone should ask their potential vendors during a provider evaluation. Download our executive brief and learn what you do to make the most of your software evaluation process, including:

    • Bringing the right people to the table
    • Understanding the platform’s areas of expertise and experience
    • Being aware of their operations and service and support capabilities

Download Our Executive Brief

Need more information about making the right decisions on marketing compliance software, and on being a bigger stakeholder in the decision making process? Check out our articles on:

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About Red Oak Compliance Solutions

Red Oak Compliance Solutions is a leading provider of intelligent compliance software, offering a range of AI-powered solutions designed to help firms of all sizes successfully navigate the increasingly complex regulatory landscape. Our suite of 17(a)-4/WORM compliant features offer risk minimization, cost reduction, and process optimization capabilities with features that are designed to evolve with our client’s needs. Our flagship advertising review software enables firms to deliver compliant content to the market with confidence, faster. Our Disclosure Management and Intelligence solution simplifies the management of disclosures, while our Registration Management solution automates and streamlines the licensing and registration process, further enhancing your internal processes. 

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