Speak To A Live Person: 888.302.4594 Request A Demo

News + Insights - regtech

Get the latest industry and Red Oak news here.
 
Monday, January 10 2022

Don’t Text and Trade

On December 17, 2021, the SEC and the Commodity Futures Trading Commission fined J.P. Morgan a combined $200 million for failure to properly capture their communications. What Happened? Between January... [...]
Monday, December 27 2021

New Year, New Rules.

Regulation of the financial services industry can be quite tedious, labor-intensive, and burdensome.   We’re not telling you anything you don’t already know.   One thing that makes regulatory compliance tedious... [...]