Registration Management

Build better, more efficient licensing and registration management processes

Registration Management

Automate your registration and credentialing management process and reduce risk with Red Oak’s intelligent Registration Management suite.

How many different licenses and registrations are you currently managing for your firm’s registered representatives? When you’re managing licenses, multiple state registrations, continuing education, and more on a spreadsheet or via antiquated technology, it can be easy to overlook a filing deadline requirement. It can also come back to haunt your firm via fines and increased exam frequency.

Red Oak’s Registration Management software automates the licensing and registration management process with a centralized tracking system for representatives’ credentials and registration deadlines that is 100% books and records compliant.

registration and licensing landing page

Configurable automated reminders so you can reduce time spent on manual processes and avoid fines/delays from late or missing filings.

Review data at the rep level and track historical hierarchy with greater efficiency. Build or import hierarchies, create graphical representations, and maintain a historical record of supervisory structure and approval chains.

registration and licensing hierarchies

Use our single-step migration process to easily bring data from your current system into Red Oak.

Reduce the time and touches spent on managing registrations. Give yourself additional peace of mind regarding filing deadlines and processes. Let our Registration Management software power your credential management and automate your processes so you can focus on compliance efforts that give your firm a strategic advantage.

Are you ready for a better license and registration management process?

Contact us today.

Learn more about additional software solutions from Red Oak.

Testimonials

READ OUR BLOG

Get Started